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Securities News
   
Tuesday, May 22, 2018
 
Vol. 17, No. 300
 
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 IN THE NEWS
Industry Update
 REGULATORY
CFTC
FINRA
 EXCHANGES
NYSE
AMEX
NASDAQ
 LITIGATION
Federal Courts
State AG
Class Actions
 ALSO OF NOTE
News & Transactions
 

To see archives click on a section title on the right.

 
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IN THE NEWS

Industry Update

  1. CFTC, NASAA Sign Agreement for Greater Information Sharing Between Federal Commodities and State Securities Regulators, North American Securities Administration Association: Top Stories, May 21, 2018
  2. State and Provincial Securities Regulators Conduct Coordinated International Crypto Crackdown, North American Securities Administration Association: Top Stories, May 21, 2018

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REGULATORY

CFTC

  1. Statement of Commissioner Behnam on Staff Advisory With Respect to Virtual Currency Derivative Product Listings, CFTC: Speeches & Testimony, May 21, 2018
  2. CFTC Staff Issues Advisory for Virtual Currency Products, CFTC: Press Releases, May 21, 2018
  3. CFTC, NASAA Sign Agreement for Greater Information Sharing Between Federal Commodities Regulator and State Securities Regulators, CFTC: Press Releases, May 21, 2018
  4. Remarks of Chairman J. Christopher Giancarlo at the North American Securities Administrators Association (NASAA) Conference, Washington, D.C., CFTC: Speeches & Testimony, May 21, 2018
Financial Industry Regulatory Authority

  1. Proposed Rule Filing Relating to Simplified Arbitration, FINRA: Rule Filings, May 22, 2018

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PinHawk Law Firm News and Press
 

EXCHANGES

NASDAQ

  1. Nasdaq CFO Michael Ptasznik to Present at the Deutsche Bank 8th Annual Global Financial Services Conference, May 21, 2018

Top
 

LITIGATION

State Attorney General Releases

  1. AG Paxton Praises Trump Administration Proposal to Protect Life in the Federal Title X Family Planning Grant Program, Attorney General: Texas, May 21, 2018
  2. AG Paxton Reminds Texans of May 31 Deadline to Claim Western Union Refunds, Attorney General: Texas, May 21, 2018
Class Actions

  1. Wolf Haldenstein Obtains a Total of $33.5 Million in Settlements in Unlawful Taxation Class Actions Against the County of Los Angeles and the City of Long Beach, Wolf Haldenstein: Case List, May 21, 2018

Top
 

ALSO OF NOTE

News & Transactions

  1. DOJ Antitrust Division Names New Criminal Deputy Assistant Attorney General - JD Supra (press release), (Skadden Arps), May 22, 2018
  2. Fried Frank Recruits Goldman Sachs Alum, Leading Stroock Litigator - Law.com, (Fried Frank; Stroock & Stroock; Kramer Levin), May 21, 2018
  3. BakerHostetler Adds Wealth Planning Partners to DC Office - CPAPracticeAdvisor.com, (Greenberg Traurig; Baker Hostetler), May 21, 2018
  4. US hires for Dentons - CDR News Magazine, (Dentons), May 21, 2018
  5. Dechert US CLO lawyer leaves for Milbank - GlobalCapital, (Milbank Tweed), May 21, 2018
  6. Perkins Coie bolsters China practice - IPPro Patents, (Perkins Coie), May 21, 2018

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